Our client is a multi-cultural investment bank with branches and businesses stretching around the globe.

• Directly report to CEO and manage a sizable team to maintain the daily operations including deal matching, trade transactions, reconciliation, settlement, account opening, KYC, etc.
• Manage the stock pledge processing of equities, global securities, futures, options and other derivatives in Hong Kong and global markets
• Perform internal control and risk management as well as ensure all procedures are compliance with regulations, policies and guidelines
• Review, streamline and execute settlement process for operational excellent as well as drive the team for the execution of changes against the regulatory amendments
• Maintain excellent relationship with regulatory bodies / authorities, e.g. HKEX, SFC